Is the “term-matrix” of a $C$-finite sequence full rank?

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A linear recurrence relation with constant coefficients is sometimes called a $C$-finite sequence. That is, a sequence $a_n$ is $C$-finite iff $$a_n = sum_k = 1^d c_k a_n - k$$ for all suitable $n$, where $c_1, dots, c_d$ are some constants and $d$ is a positive integer. The degree of a $C$-finite sequence is the smallest such $d$ for which this holds.



If $a_n$ is a nonzero $C$-finite sequence with degree $d$, is the matrix
beginequation*
beginbmatrix
a_d - 1 & a_d - 2 & cdots & a_0 \
a_d & a_d - 1 & cdots & a_1 \
vdots & vdots & vdots & vdots \
a_2d - 2 & a_2d - 3 & cdots & a_d - 1
endbmatrix
endequation*
full-rank?



(Note that some obvious "counterexamples" are actually not. For example, take $a_n = a_n - 1 / 2 + a_n - 2 / 2$ with $a_0 = a_1 = 1$. This sequence reduces to a constant, which has degree 1, not 2.)



As a further question, if we construct a matrix of the same form, but of order $m neq d$, can we say anything about the rank of the matrix then?



I came across this question while trying to justify the following technique: Suppose that we have a sequence $a_n$ that we suspect of being a degree $d$ $C$-finite sequence. If this were the case, then the following system would be consistent:
beginalign
labeleqn:recurrence-guess
beginsplit
a_d - 1 c_1 + a_d - 2 c_2 + cdots + a_0 c_d &= a_d \
a_d c_1 + a_d - 1 c_2 + cdots + a_1 c_d &= a_d + 1 \
&vdots \
a_2d - 2 c_1 + a_2d - 3 c_2 + cdots + a_d - 1 c_d &= a_2d - 1.
endsplit
endalign
This is a square system of order $d$ with coefficient matrix
beginequation*
beginbmatrix
a_d - 1 & a_d - 2 & cdots & a_0 \
a_d & a_d - 1 & cdots & a_1 \
vdots & vdots & vdots & vdots \
a_2d - 2 & a_2d - 3 & cdots & a_d - 1
endbmatrix.
endequation*
Solving this for the coefficients gives us a nice conjecture.



It would be desirable that an actual $C$-finite sequence makes this coefficient matrix be full-rank, so that the coefficients are unique.







share|cite|improve this question
















  • 1




    I think it is true, and the proof is roughly this; assuming it is not full rank, then the rows are linearly dependent. This linear dependence gives you a recurrence for $a_n$ with a smaller value of $d$, contradiction.
    – Mike Earnest
    Aug 27 at 19:46










  • @MikeEarnest That was my thought as well. I couldn't find a way to make this work, but perhaps I just need to go manipulate some more sums until it happens.
    – rwbogl
    Aug 27 at 20:10














up vote
1
down vote

favorite












A linear recurrence relation with constant coefficients is sometimes called a $C$-finite sequence. That is, a sequence $a_n$ is $C$-finite iff $$a_n = sum_k = 1^d c_k a_n - k$$ for all suitable $n$, where $c_1, dots, c_d$ are some constants and $d$ is a positive integer. The degree of a $C$-finite sequence is the smallest such $d$ for which this holds.



If $a_n$ is a nonzero $C$-finite sequence with degree $d$, is the matrix
beginequation*
beginbmatrix
a_d - 1 & a_d - 2 & cdots & a_0 \
a_d & a_d - 1 & cdots & a_1 \
vdots & vdots & vdots & vdots \
a_2d - 2 & a_2d - 3 & cdots & a_d - 1
endbmatrix
endequation*
full-rank?



(Note that some obvious "counterexamples" are actually not. For example, take $a_n = a_n - 1 / 2 + a_n - 2 / 2$ with $a_0 = a_1 = 1$. This sequence reduces to a constant, which has degree 1, not 2.)



As a further question, if we construct a matrix of the same form, but of order $m neq d$, can we say anything about the rank of the matrix then?



I came across this question while trying to justify the following technique: Suppose that we have a sequence $a_n$ that we suspect of being a degree $d$ $C$-finite sequence. If this were the case, then the following system would be consistent:
beginalign
labeleqn:recurrence-guess
beginsplit
a_d - 1 c_1 + a_d - 2 c_2 + cdots + a_0 c_d &= a_d \
a_d c_1 + a_d - 1 c_2 + cdots + a_1 c_d &= a_d + 1 \
&vdots \
a_2d - 2 c_1 + a_2d - 3 c_2 + cdots + a_d - 1 c_d &= a_2d - 1.
endsplit
endalign
This is a square system of order $d$ with coefficient matrix
beginequation*
beginbmatrix
a_d - 1 & a_d - 2 & cdots & a_0 \
a_d & a_d - 1 & cdots & a_1 \
vdots & vdots & vdots & vdots \
a_2d - 2 & a_2d - 3 & cdots & a_d - 1
endbmatrix.
endequation*
Solving this for the coefficients gives us a nice conjecture.



It would be desirable that an actual $C$-finite sequence makes this coefficient matrix be full-rank, so that the coefficients are unique.







share|cite|improve this question
















  • 1




    I think it is true, and the proof is roughly this; assuming it is not full rank, then the rows are linearly dependent. This linear dependence gives you a recurrence for $a_n$ with a smaller value of $d$, contradiction.
    – Mike Earnest
    Aug 27 at 19:46










  • @MikeEarnest That was my thought as well. I couldn't find a way to make this work, but perhaps I just need to go manipulate some more sums until it happens.
    – rwbogl
    Aug 27 at 20:10












up vote
1
down vote

favorite









up vote
1
down vote

favorite











A linear recurrence relation with constant coefficients is sometimes called a $C$-finite sequence. That is, a sequence $a_n$ is $C$-finite iff $$a_n = sum_k = 1^d c_k a_n - k$$ for all suitable $n$, where $c_1, dots, c_d$ are some constants and $d$ is a positive integer. The degree of a $C$-finite sequence is the smallest such $d$ for which this holds.



If $a_n$ is a nonzero $C$-finite sequence with degree $d$, is the matrix
beginequation*
beginbmatrix
a_d - 1 & a_d - 2 & cdots & a_0 \
a_d & a_d - 1 & cdots & a_1 \
vdots & vdots & vdots & vdots \
a_2d - 2 & a_2d - 3 & cdots & a_d - 1
endbmatrix
endequation*
full-rank?



(Note that some obvious "counterexamples" are actually not. For example, take $a_n = a_n - 1 / 2 + a_n - 2 / 2$ with $a_0 = a_1 = 1$. This sequence reduces to a constant, which has degree 1, not 2.)



As a further question, if we construct a matrix of the same form, but of order $m neq d$, can we say anything about the rank of the matrix then?



I came across this question while trying to justify the following technique: Suppose that we have a sequence $a_n$ that we suspect of being a degree $d$ $C$-finite sequence. If this were the case, then the following system would be consistent:
beginalign
labeleqn:recurrence-guess
beginsplit
a_d - 1 c_1 + a_d - 2 c_2 + cdots + a_0 c_d &= a_d \
a_d c_1 + a_d - 1 c_2 + cdots + a_1 c_d &= a_d + 1 \
&vdots \
a_2d - 2 c_1 + a_2d - 3 c_2 + cdots + a_d - 1 c_d &= a_2d - 1.
endsplit
endalign
This is a square system of order $d$ with coefficient matrix
beginequation*
beginbmatrix
a_d - 1 & a_d - 2 & cdots & a_0 \
a_d & a_d - 1 & cdots & a_1 \
vdots & vdots & vdots & vdots \
a_2d - 2 & a_2d - 3 & cdots & a_d - 1
endbmatrix.
endequation*
Solving this for the coefficients gives us a nice conjecture.



It would be desirable that an actual $C$-finite sequence makes this coefficient matrix be full-rank, so that the coefficients are unique.







share|cite|improve this question












A linear recurrence relation with constant coefficients is sometimes called a $C$-finite sequence. That is, a sequence $a_n$ is $C$-finite iff $$a_n = sum_k = 1^d c_k a_n - k$$ for all suitable $n$, where $c_1, dots, c_d$ are some constants and $d$ is a positive integer. The degree of a $C$-finite sequence is the smallest such $d$ for which this holds.



If $a_n$ is a nonzero $C$-finite sequence with degree $d$, is the matrix
beginequation*
beginbmatrix
a_d - 1 & a_d - 2 & cdots & a_0 \
a_d & a_d - 1 & cdots & a_1 \
vdots & vdots & vdots & vdots \
a_2d - 2 & a_2d - 3 & cdots & a_d - 1
endbmatrix
endequation*
full-rank?



(Note that some obvious "counterexamples" are actually not. For example, take $a_n = a_n - 1 / 2 + a_n - 2 / 2$ with $a_0 = a_1 = 1$. This sequence reduces to a constant, which has degree 1, not 2.)



As a further question, if we construct a matrix of the same form, but of order $m neq d$, can we say anything about the rank of the matrix then?



I came across this question while trying to justify the following technique: Suppose that we have a sequence $a_n$ that we suspect of being a degree $d$ $C$-finite sequence. If this were the case, then the following system would be consistent:
beginalign
labeleqn:recurrence-guess
beginsplit
a_d - 1 c_1 + a_d - 2 c_2 + cdots + a_0 c_d &= a_d \
a_d c_1 + a_d - 1 c_2 + cdots + a_1 c_d &= a_d + 1 \
&vdots \
a_2d - 2 c_1 + a_2d - 3 c_2 + cdots + a_d - 1 c_d &= a_2d - 1.
endsplit
endalign
This is a square system of order $d$ with coefficient matrix
beginequation*
beginbmatrix
a_d - 1 & a_d - 2 & cdots & a_0 \
a_d & a_d - 1 & cdots & a_1 \
vdots & vdots & vdots & vdots \
a_2d - 2 & a_2d - 3 & cdots & a_d - 1
endbmatrix.
endequation*
Solving this for the coefficients gives us a nice conjecture.



It would be desirable that an actual $C$-finite sequence makes this coefficient matrix be full-rank, so that the coefficients are unique.









share|cite|improve this question











share|cite|improve this question




share|cite|improve this question










asked Aug 27 at 18:41









rwbogl

819417




819417







  • 1




    I think it is true, and the proof is roughly this; assuming it is not full rank, then the rows are linearly dependent. This linear dependence gives you a recurrence for $a_n$ with a smaller value of $d$, contradiction.
    – Mike Earnest
    Aug 27 at 19:46










  • @MikeEarnest That was my thought as well. I couldn't find a way to make this work, but perhaps I just need to go manipulate some more sums until it happens.
    – rwbogl
    Aug 27 at 20:10












  • 1




    I think it is true, and the proof is roughly this; assuming it is not full rank, then the rows are linearly dependent. This linear dependence gives you a recurrence for $a_n$ with a smaller value of $d$, contradiction.
    – Mike Earnest
    Aug 27 at 19:46










  • @MikeEarnest That was my thought as well. I couldn't find a way to make this work, but perhaps I just need to go manipulate some more sums until it happens.
    – rwbogl
    Aug 27 at 20:10







1




1




I think it is true, and the proof is roughly this; assuming it is not full rank, then the rows are linearly dependent. This linear dependence gives you a recurrence for $a_n$ with a smaller value of $d$, contradiction.
– Mike Earnest
Aug 27 at 19:46




I think it is true, and the proof is roughly this; assuming it is not full rank, then the rows are linearly dependent. This linear dependence gives you a recurrence for $a_n$ with a smaller value of $d$, contradiction.
– Mike Earnest
Aug 27 at 19:46












@MikeEarnest That was my thought as well. I couldn't find a way to make this work, but perhaps I just need to go manipulate some more sums until it happens.
– rwbogl
Aug 27 at 20:10




@MikeEarnest That was my thought as well. I couldn't find a way to make this work, but perhaps I just need to go manipulate some more sums until it happens.
– rwbogl
Aug 27 at 20:10










1 Answer
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oldest

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1
down vote



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Assuming it is not full rank, then the columns $defabf aa_i$ are linearly dependent. Let $sum_i=0^d-1k_ia_i=0$ be a linear dependence, and let $e$ be the largest index for which $k_eneq 0$. Then the $j^th$ row of the recurrence implies that
$$
a_e+j=-frack_e-1k_ea_e+j-1-frack_e-2k_ea_e+j-2-dots -frack_jk_ea_j.
$$
This holds for all $0le j le d-1$. You can then prove by induction that this holds for all $j ge0$, using the original recurrence. Letting $tilde k_i=frac-k_e-ik_e$,
$$
a_e+j=sum_i=1^d c_i a_e+j-istackreltextind=sum_i=1^d c_i sum_h=1^etilde k_ha_e+j-i-h=sum_h=1^etilde k_hsum_i=1^dc_ia_e+j-i-h=sum_h=1^etilde k_h a_e+j-h.
$$
We use the inductive hypothesis for the previous $e< d$ cases in $stackreltextind=$, which is OK because there were $d$ base cases.



Finally, $a_e+j=sum_h=1^etilde k_h a_e+j-h$ shows $a_n$ satisfies an $e$ order recurrence, which contradicts the minimality of $d$.






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    Assuming it is not full rank, then the columns $defabf aa_i$ are linearly dependent. Let $sum_i=0^d-1k_ia_i=0$ be a linear dependence, and let $e$ be the largest index for which $k_eneq 0$. Then the $j^th$ row of the recurrence implies that
    $$
    a_e+j=-frack_e-1k_ea_e+j-1-frack_e-2k_ea_e+j-2-dots -frack_jk_ea_j.
    $$
    This holds for all $0le j le d-1$. You can then prove by induction that this holds for all $j ge0$, using the original recurrence. Letting $tilde k_i=frac-k_e-ik_e$,
    $$
    a_e+j=sum_i=1^d c_i a_e+j-istackreltextind=sum_i=1^d c_i sum_h=1^etilde k_ha_e+j-i-h=sum_h=1^etilde k_hsum_i=1^dc_ia_e+j-i-h=sum_h=1^etilde k_h a_e+j-h.
    $$
    We use the inductive hypothesis for the previous $e< d$ cases in $stackreltextind=$, which is OK because there were $d$ base cases.



    Finally, $a_e+j=sum_h=1^etilde k_h a_e+j-h$ shows $a_n$ satisfies an $e$ order recurrence, which contradicts the minimality of $d$.






    share|cite|improve this answer
























      up vote
      1
      down vote



      accepted










      Assuming it is not full rank, then the columns $defabf aa_i$ are linearly dependent. Let $sum_i=0^d-1k_ia_i=0$ be a linear dependence, and let $e$ be the largest index for which $k_eneq 0$. Then the $j^th$ row of the recurrence implies that
      $$
      a_e+j=-frack_e-1k_ea_e+j-1-frack_e-2k_ea_e+j-2-dots -frack_jk_ea_j.
      $$
      This holds for all $0le j le d-1$. You can then prove by induction that this holds for all $j ge0$, using the original recurrence. Letting $tilde k_i=frac-k_e-ik_e$,
      $$
      a_e+j=sum_i=1^d c_i a_e+j-istackreltextind=sum_i=1^d c_i sum_h=1^etilde k_ha_e+j-i-h=sum_h=1^etilde k_hsum_i=1^dc_ia_e+j-i-h=sum_h=1^etilde k_h a_e+j-h.
      $$
      We use the inductive hypothesis for the previous $e< d$ cases in $stackreltextind=$, which is OK because there were $d$ base cases.



      Finally, $a_e+j=sum_h=1^etilde k_h a_e+j-h$ shows $a_n$ satisfies an $e$ order recurrence, which contradicts the minimality of $d$.






      share|cite|improve this answer






















        up vote
        1
        down vote



        accepted







        up vote
        1
        down vote



        accepted






        Assuming it is not full rank, then the columns $defabf aa_i$ are linearly dependent. Let $sum_i=0^d-1k_ia_i=0$ be a linear dependence, and let $e$ be the largest index for which $k_eneq 0$. Then the $j^th$ row of the recurrence implies that
        $$
        a_e+j=-frack_e-1k_ea_e+j-1-frack_e-2k_ea_e+j-2-dots -frack_jk_ea_j.
        $$
        This holds for all $0le j le d-1$. You can then prove by induction that this holds for all $j ge0$, using the original recurrence. Letting $tilde k_i=frac-k_e-ik_e$,
        $$
        a_e+j=sum_i=1^d c_i a_e+j-istackreltextind=sum_i=1^d c_i sum_h=1^etilde k_ha_e+j-i-h=sum_h=1^etilde k_hsum_i=1^dc_ia_e+j-i-h=sum_h=1^etilde k_h a_e+j-h.
        $$
        We use the inductive hypothesis for the previous $e< d$ cases in $stackreltextind=$, which is OK because there were $d$ base cases.



        Finally, $a_e+j=sum_h=1^etilde k_h a_e+j-h$ shows $a_n$ satisfies an $e$ order recurrence, which contradicts the minimality of $d$.






        share|cite|improve this answer












        Assuming it is not full rank, then the columns $defabf aa_i$ are linearly dependent. Let $sum_i=0^d-1k_ia_i=0$ be a linear dependence, and let $e$ be the largest index for which $k_eneq 0$. Then the $j^th$ row of the recurrence implies that
        $$
        a_e+j=-frack_e-1k_ea_e+j-1-frack_e-2k_ea_e+j-2-dots -frack_jk_ea_j.
        $$
        This holds for all $0le j le d-1$. You can then prove by induction that this holds for all $j ge0$, using the original recurrence. Letting $tilde k_i=frac-k_e-ik_e$,
        $$
        a_e+j=sum_i=1^d c_i a_e+j-istackreltextind=sum_i=1^d c_i sum_h=1^etilde k_ha_e+j-i-h=sum_h=1^etilde k_hsum_i=1^dc_ia_e+j-i-h=sum_h=1^etilde k_h a_e+j-h.
        $$
        We use the inductive hypothesis for the previous $e< d$ cases in $stackreltextind=$, which is OK because there were $d$ base cases.



        Finally, $a_e+j=sum_h=1^etilde k_h a_e+j-h$ shows $a_n$ satisfies an $e$ order recurrence, which contradicts the minimality of $d$.







        share|cite|improve this answer












        share|cite|improve this answer



        share|cite|improve this answer










        answered Aug 28 at 19:35









        Mike Earnest

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