Universal property of the Baker-Campbell-Hausdorff formula

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5
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I will use homological grading.



Let $mathfrakg$ be a dg Lie algebra. Then the set of elements of degree zero $mathfrakg_0$ acts on the set of Maurer-Cartan elements
$$mathrmMC(mathfrakg):=xinmathfrakg_-1mid dx+tfrac12[x,x] = 0$$
by what is called the gauge action. I will denote by $lambdacdot x$ the gauge action of an element $lambda$ of degree $0$ on a Maurer-Cartan element $x$. There is a well known Baker-Campbell-Hausdorff formula
$$mathrmBCH:mathfrakg_0timesmathfrakg_0longrightarrowmathfrakg_0$$
which makes $mathfrakg_0$ into a group and which is such that
$$mathrmBCH(lambda_1,lambda_2)cdot x = lambda_1cdot(lambda_2cdot x) .$$
It starts with
$$mathrmBCH(lambda_1,lambda_2) = lambda_1 + lambda_2 +frac12[lambda_1,lambda_2]+cdots$$
My question is:




Is it possible to completely determine the Baker-Campbell-Hausdorff formula by its properties alone?




More precisely, I would like to have a reference or proof for the following statement:




The Baker-Campbell-Hausdorff formula is the only associative binary operation $mathrmBCH:mathfrakg_0timesmathfrakg_0longrightarrowmathfrakg_0$ such that $mathrmBCH(lambda_1,lambda_2)cdot x = lambda_1cdot(lambda_2cdot x)$.











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  • It's written "Baker".
    – YCor
    Apr 24 at 23:31










  • @YCor Ah! Thank you!
    – Daniel Robert-Nicoud
    Apr 25 at 6:48










  • Perhaps try mathoverflow if you haven't found an answer.
    – Shalop
    Sep 3 at 18:12










  • @Shalop I have found an answer a couple of months ago. I forgot to write it down. I will do so, it might take me a couple of days. Do you want me to notify you when I'm done?
    – Daniel Robert-Nicoud
    Sep 4 at 3:32






  • 1




    @Shalop Well, it took me less than I expected. It's done.
    – Daniel Robert-Nicoud
    Sep 4 at 5:35














up vote
5
down vote

favorite
3












I will use homological grading.



Let $mathfrakg$ be a dg Lie algebra. Then the set of elements of degree zero $mathfrakg_0$ acts on the set of Maurer-Cartan elements
$$mathrmMC(mathfrakg):=xinmathfrakg_-1mid dx+tfrac12[x,x] = 0$$
by what is called the gauge action. I will denote by $lambdacdot x$ the gauge action of an element $lambda$ of degree $0$ on a Maurer-Cartan element $x$. There is a well known Baker-Campbell-Hausdorff formula
$$mathrmBCH:mathfrakg_0timesmathfrakg_0longrightarrowmathfrakg_0$$
which makes $mathfrakg_0$ into a group and which is such that
$$mathrmBCH(lambda_1,lambda_2)cdot x = lambda_1cdot(lambda_2cdot x) .$$
It starts with
$$mathrmBCH(lambda_1,lambda_2) = lambda_1 + lambda_2 +frac12[lambda_1,lambda_2]+cdots$$
My question is:




Is it possible to completely determine the Baker-Campbell-Hausdorff formula by its properties alone?




More precisely, I would like to have a reference or proof for the following statement:




The Baker-Campbell-Hausdorff formula is the only associative binary operation $mathrmBCH:mathfrakg_0timesmathfrakg_0longrightarrowmathfrakg_0$ such that $mathrmBCH(lambda_1,lambda_2)cdot x = lambda_1cdot(lambda_2cdot x)$.











share|cite|improve this question























  • It's written "Baker".
    – YCor
    Apr 24 at 23:31










  • @YCor Ah! Thank you!
    – Daniel Robert-Nicoud
    Apr 25 at 6:48










  • Perhaps try mathoverflow if you haven't found an answer.
    – Shalop
    Sep 3 at 18:12










  • @Shalop I have found an answer a couple of months ago. I forgot to write it down. I will do so, it might take me a couple of days. Do you want me to notify you when I'm done?
    – Daniel Robert-Nicoud
    Sep 4 at 3:32






  • 1




    @Shalop Well, it took me less than I expected. It's done.
    – Daniel Robert-Nicoud
    Sep 4 at 5:35












up vote
5
down vote

favorite
3









up vote
5
down vote

favorite
3






3





I will use homological grading.



Let $mathfrakg$ be a dg Lie algebra. Then the set of elements of degree zero $mathfrakg_0$ acts on the set of Maurer-Cartan elements
$$mathrmMC(mathfrakg):=xinmathfrakg_-1mid dx+tfrac12[x,x] = 0$$
by what is called the gauge action. I will denote by $lambdacdot x$ the gauge action of an element $lambda$ of degree $0$ on a Maurer-Cartan element $x$. There is a well known Baker-Campbell-Hausdorff formula
$$mathrmBCH:mathfrakg_0timesmathfrakg_0longrightarrowmathfrakg_0$$
which makes $mathfrakg_0$ into a group and which is such that
$$mathrmBCH(lambda_1,lambda_2)cdot x = lambda_1cdot(lambda_2cdot x) .$$
It starts with
$$mathrmBCH(lambda_1,lambda_2) = lambda_1 + lambda_2 +frac12[lambda_1,lambda_2]+cdots$$
My question is:




Is it possible to completely determine the Baker-Campbell-Hausdorff formula by its properties alone?




More precisely, I would like to have a reference or proof for the following statement:




The Baker-Campbell-Hausdorff formula is the only associative binary operation $mathrmBCH:mathfrakg_0timesmathfrakg_0longrightarrowmathfrakg_0$ such that $mathrmBCH(lambda_1,lambda_2)cdot x = lambda_1cdot(lambda_2cdot x)$.











share|cite|improve this question















I will use homological grading.



Let $mathfrakg$ be a dg Lie algebra. Then the set of elements of degree zero $mathfrakg_0$ acts on the set of Maurer-Cartan elements
$$mathrmMC(mathfrakg):=xinmathfrakg_-1mid dx+tfrac12[x,x] = 0$$
by what is called the gauge action. I will denote by $lambdacdot x$ the gauge action of an element $lambda$ of degree $0$ on a Maurer-Cartan element $x$. There is a well known Baker-Campbell-Hausdorff formula
$$mathrmBCH:mathfrakg_0timesmathfrakg_0longrightarrowmathfrakg_0$$
which makes $mathfrakg_0$ into a group and which is such that
$$mathrmBCH(lambda_1,lambda_2)cdot x = lambda_1cdot(lambda_2cdot x) .$$
It starts with
$$mathrmBCH(lambda_1,lambda_2) = lambda_1 + lambda_2 +frac12[lambda_1,lambda_2]+cdots$$
My question is:




Is it possible to completely determine the Baker-Campbell-Hausdorff formula by its properties alone?




More precisely, I would like to have a reference or proof for the following statement:




The Baker-Campbell-Hausdorff formula is the only associative binary operation $mathrmBCH:mathfrakg_0timesmathfrakg_0longrightarrowmathfrakg_0$ such that $mathrmBCH(lambda_1,lambda_2)cdot x = lambda_1cdot(lambda_2cdot x)$.








reference-request lie-algebras deformation-theory






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edited Apr 28 at 11:38

























asked Apr 24 at 13:32









Daniel Robert-Nicoud

19.8k33495




19.8k33495











  • It's written "Baker".
    – YCor
    Apr 24 at 23:31










  • @YCor Ah! Thank you!
    – Daniel Robert-Nicoud
    Apr 25 at 6:48










  • Perhaps try mathoverflow if you haven't found an answer.
    – Shalop
    Sep 3 at 18:12










  • @Shalop I have found an answer a couple of months ago. I forgot to write it down. I will do so, it might take me a couple of days. Do you want me to notify you when I'm done?
    – Daniel Robert-Nicoud
    Sep 4 at 3:32






  • 1




    @Shalop Well, it took me less than I expected. It's done.
    – Daniel Robert-Nicoud
    Sep 4 at 5:35
















  • It's written "Baker".
    – YCor
    Apr 24 at 23:31










  • @YCor Ah! Thank you!
    – Daniel Robert-Nicoud
    Apr 25 at 6:48










  • Perhaps try mathoverflow if you haven't found an answer.
    – Shalop
    Sep 3 at 18:12










  • @Shalop I have found an answer a couple of months ago. I forgot to write it down. I will do so, it might take me a couple of days. Do you want me to notify you when I'm done?
    – Daniel Robert-Nicoud
    Sep 4 at 3:32






  • 1




    @Shalop Well, it took me less than I expected. It's done.
    – Daniel Robert-Nicoud
    Sep 4 at 5:35















It's written "Baker".
– YCor
Apr 24 at 23:31




It's written "Baker".
– YCor
Apr 24 at 23:31












@YCor Ah! Thank you!
– Daniel Robert-Nicoud
Apr 25 at 6:48




@YCor Ah! Thank you!
– Daniel Robert-Nicoud
Apr 25 at 6:48












Perhaps try mathoverflow if you haven't found an answer.
– Shalop
Sep 3 at 18:12




Perhaps try mathoverflow if you haven't found an answer.
– Shalop
Sep 3 at 18:12












@Shalop I have found an answer a couple of months ago. I forgot to write it down. I will do so, it might take me a couple of days. Do you want me to notify you when I'm done?
– Daniel Robert-Nicoud
Sep 4 at 3:32




@Shalop I have found an answer a couple of months ago. I forgot to write it down. I will do so, it might take me a couple of days. Do you want me to notify you when I'm done?
– Daniel Robert-Nicoud
Sep 4 at 3:32




1




1




@Shalop Well, it took me less than I expected. It's done.
– Daniel Robert-Nicoud
Sep 4 at 5:35




@Shalop Well, it took me less than I expected. It's done.
– Daniel Robert-Nicoud
Sep 4 at 5:35










1 Answer
1






active

oldest

votes

















up vote
1
down vote



accepted










I've got an answer to my question. I will write it in the context of ordinary (non dg) Lie algebras, but it easily generalizes.



First of all, notice that we want a formula that is the same for any Lie algebra. Therefore, we want it to come from a BCH formula on the free Lie algebra on two generators $mathrmLie(x,y)$, i.e. free bracketings of the elements $x$ and $y$ modulo the Jacobi relation and antisymmetry of the bracket. Then we obtain the BCH formula for an arbitrary Lie algebra $mathfrakg$ by considering the map
$$phi:mathrmLie(x,y)longrightarrowmathfrakg$$
sending $xmapstolambda_1$ and $ytolambda_2$. We have
$$mathrmBCH(lambda_1,lambda_2):=phi(mathrmBCH(x,y)) .$$
Thus, the characterization of the BCH formula reduces to proving the uniqueness of such a formula for the free Lie algebra on two generators. It must satisfy
$$e^ad_mathrmBCH(x,y) = e^ad_xe^ad_y.$$
Suppose that there were a second possibility $widetildemathrmBCH(x,y) = mathrmBCH(x,y) + z$. Then for any $uinmathrmLie(x,y)$ we must have
$$sum_nge0frac1n!left(ad_mathrmBCH(x,y)right)^n(u) = e^ad_mathrmBCH(x,y)(u) = e^ad_widetildemathrmBCH(x,y)(u) = sum_nge0frac1n!left(ad_mathrmBCH(x,y) + ad_zright)^n(u)tag$star$$$
We will now prove that we must have $zin Z(mathrmLie(x,y))$, which implies that $z=0$ since the free Lie algebra on two generators has trivial center. We write
$$z = z_1 + z_2 + cdots$$, where $z_n$ is the part of $z$ consisting of bracketings of $n$ elements, and similarly for the other elements. So for example we have
$$x_1 = x ,quad x_n = 0quadtextfor nge2 , textandquadmathrmBCH(x,y)_2 = frac12[x,y] .$$




Lemma: We have $zin Z(mathrmLie(x,y))$ if and only if $[x,z] = 0$ and $[y,z] = 0$.




Proof: One direction is obvious. The other is done by induction using the Jacobi rule, where the $n$th step consists in proving that $z_n$ is in the center if $z$ commutes with $x$ and $y$.




Proposition: The element $z$ is zero.




Proof: Using the Lemma, we only consider $u=x$ and $u=y$.



This is also done by induction. The equation $(star)_1$ is automatically satisfied, since both sides equal $u_1 = u$. For $(star)_2$, we get the constraint
$$[mathrmBCH(x,y)_1,u] = [mathrmBCH(x,y)_1,u] + [z_1,u] ,$$
which gives $[z_1,u] = 0$ and implies that $z_1$ is central by the Lemma. Thus, $z_1=0$.



Proceeding this way, from $(star)_n+1$ we obtain the equation $[z_n,u] = 0$, which similarly implies $z_n=0$. Therefore, we conclude that $z=0$, which finishes the proof.






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    I've got an answer to my question. I will write it in the context of ordinary (non dg) Lie algebras, but it easily generalizes.



    First of all, notice that we want a formula that is the same for any Lie algebra. Therefore, we want it to come from a BCH formula on the free Lie algebra on two generators $mathrmLie(x,y)$, i.e. free bracketings of the elements $x$ and $y$ modulo the Jacobi relation and antisymmetry of the bracket. Then we obtain the BCH formula for an arbitrary Lie algebra $mathfrakg$ by considering the map
    $$phi:mathrmLie(x,y)longrightarrowmathfrakg$$
    sending $xmapstolambda_1$ and $ytolambda_2$. We have
    $$mathrmBCH(lambda_1,lambda_2):=phi(mathrmBCH(x,y)) .$$
    Thus, the characterization of the BCH formula reduces to proving the uniqueness of such a formula for the free Lie algebra on two generators. It must satisfy
    $$e^ad_mathrmBCH(x,y) = e^ad_xe^ad_y.$$
    Suppose that there were a second possibility $widetildemathrmBCH(x,y) = mathrmBCH(x,y) + z$. Then for any $uinmathrmLie(x,y)$ we must have
    $$sum_nge0frac1n!left(ad_mathrmBCH(x,y)right)^n(u) = e^ad_mathrmBCH(x,y)(u) = e^ad_widetildemathrmBCH(x,y)(u) = sum_nge0frac1n!left(ad_mathrmBCH(x,y) + ad_zright)^n(u)tag$star$$$
    We will now prove that we must have $zin Z(mathrmLie(x,y))$, which implies that $z=0$ since the free Lie algebra on two generators has trivial center. We write
    $$z = z_1 + z_2 + cdots$$, where $z_n$ is the part of $z$ consisting of bracketings of $n$ elements, and similarly for the other elements. So for example we have
    $$x_1 = x ,quad x_n = 0quadtextfor nge2 , textandquadmathrmBCH(x,y)_2 = frac12[x,y] .$$




    Lemma: We have $zin Z(mathrmLie(x,y))$ if and only if $[x,z] = 0$ and $[y,z] = 0$.




    Proof: One direction is obvious. The other is done by induction using the Jacobi rule, where the $n$th step consists in proving that $z_n$ is in the center if $z$ commutes with $x$ and $y$.




    Proposition: The element $z$ is zero.




    Proof: Using the Lemma, we only consider $u=x$ and $u=y$.



    This is also done by induction. The equation $(star)_1$ is automatically satisfied, since both sides equal $u_1 = u$. For $(star)_2$, we get the constraint
    $$[mathrmBCH(x,y)_1,u] = [mathrmBCH(x,y)_1,u] + [z_1,u] ,$$
    which gives $[z_1,u] = 0$ and implies that $z_1$ is central by the Lemma. Thus, $z_1=0$.



    Proceeding this way, from $(star)_n+1$ we obtain the equation $[z_n,u] = 0$, which similarly implies $z_n=0$. Therefore, we conclude that $z=0$, which finishes the proof.






    share|cite|improve this answer
























      up vote
      1
      down vote



      accepted










      I've got an answer to my question. I will write it in the context of ordinary (non dg) Lie algebras, but it easily generalizes.



      First of all, notice that we want a formula that is the same for any Lie algebra. Therefore, we want it to come from a BCH formula on the free Lie algebra on two generators $mathrmLie(x,y)$, i.e. free bracketings of the elements $x$ and $y$ modulo the Jacobi relation and antisymmetry of the bracket. Then we obtain the BCH formula for an arbitrary Lie algebra $mathfrakg$ by considering the map
      $$phi:mathrmLie(x,y)longrightarrowmathfrakg$$
      sending $xmapstolambda_1$ and $ytolambda_2$. We have
      $$mathrmBCH(lambda_1,lambda_2):=phi(mathrmBCH(x,y)) .$$
      Thus, the characterization of the BCH formula reduces to proving the uniqueness of such a formula for the free Lie algebra on two generators. It must satisfy
      $$e^ad_mathrmBCH(x,y) = e^ad_xe^ad_y.$$
      Suppose that there were a second possibility $widetildemathrmBCH(x,y) = mathrmBCH(x,y) + z$. Then for any $uinmathrmLie(x,y)$ we must have
      $$sum_nge0frac1n!left(ad_mathrmBCH(x,y)right)^n(u) = e^ad_mathrmBCH(x,y)(u) = e^ad_widetildemathrmBCH(x,y)(u) = sum_nge0frac1n!left(ad_mathrmBCH(x,y) + ad_zright)^n(u)tag$star$$$
      We will now prove that we must have $zin Z(mathrmLie(x,y))$, which implies that $z=0$ since the free Lie algebra on two generators has trivial center. We write
      $$z = z_1 + z_2 + cdots$$, where $z_n$ is the part of $z$ consisting of bracketings of $n$ elements, and similarly for the other elements. So for example we have
      $$x_1 = x ,quad x_n = 0quadtextfor nge2 , textandquadmathrmBCH(x,y)_2 = frac12[x,y] .$$




      Lemma: We have $zin Z(mathrmLie(x,y))$ if and only if $[x,z] = 0$ and $[y,z] = 0$.




      Proof: One direction is obvious. The other is done by induction using the Jacobi rule, where the $n$th step consists in proving that $z_n$ is in the center if $z$ commutes with $x$ and $y$.




      Proposition: The element $z$ is zero.




      Proof: Using the Lemma, we only consider $u=x$ and $u=y$.



      This is also done by induction. The equation $(star)_1$ is automatically satisfied, since both sides equal $u_1 = u$. For $(star)_2$, we get the constraint
      $$[mathrmBCH(x,y)_1,u] = [mathrmBCH(x,y)_1,u] + [z_1,u] ,$$
      which gives $[z_1,u] = 0$ and implies that $z_1$ is central by the Lemma. Thus, $z_1=0$.



      Proceeding this way, from $(star)_n+1$ we obtain the equation $[z_n,u] = 0$, which similarly implies $z_n=0$. Therefore, we conclude that $z=0$, which finishes the proof.






      share|cite|improve this answer






















        up vote
        1
        down vote



        accepted







        up vote
        1
        down vote



        accepted






        I've got an answer to my question. I will write it in the context of ordinary (non dg) Lie algebras, but it easily generalizes.



        First of all, notice that we want a formula that is the same for any Lie algebra. Therefore, we want it to come from a BCH formula on the free Lie algebra on two generators $mathrmLie(x,y)$, i.e. free bracketings of the elements $x$ and $y$ modulo the Jacobi relation and antisymmetry of the bracket. Then we obtain the BCH formula for an arbitrary Lie algebra $mathfrakg$ by considering the map
        $$phi:mathrmLie(x,y)longrightarrowmathfrakg$$
        sending $xmapstolambda_1$ and $ytolambda_2$. We have
        $$mathrmBCH(lambda_1,lambda_2):=phi(mathrmBCH(x,y)) .$$
        Thus, the characterization of the BCH formula reduces to proving the uniqueness of such a formula for the free Lie algebra on two generators. It must satisfy
        $$e^ad_mathrmBCH(x,y) = e^ad_xe^ad_y.$$
        Suppose that there were a second possibility $widetildemathrmBCH(x,y) = mathrmBCH(x,y) + z$. Then for any $uinmathrmLie(x,y)$ we must have
        $$sum_nge0frac1n!left(ad_mathrmBCH(x,y)right)^n(u) = e^ad_mathrmBCH(x,y)(u) = e^ad_widetildemathrmBCH(x,y)(u) = sum_nge0frac1n!left(ad_mathrmBCH(x,y) + ad_zright)^n(u)tag$star$$$
        We will now prove that we must have $zin Z(mathrmLie(x,y))$, which implies that $z=0$ since the free Lie algebra on two generators has trivial center. We write
        $$z = z_1 + z_2 + cdots$$, where $z_n$ is the part of $z$ consisting of bracketings of $n$ elements, and similarly for the other elements. So for example we have
        $$x_1 = x ,quad x_n = 0quadtextfor nge2 , textandquadmathrmBCH(x,y)_2 = frac12[x,y] .$$




        Lemma: We have $zin Z(mathrmLie(x,y))$ if and only if $[x,z] = 0$ and $[y,z] = 0$.




        Proof: One direction is obvious. The other is done by induction using the Jacobi rule, where the $n$th step consists in proving that $z_n$ is in the center if $z$ commutes with $x$ and $y$.




        Proposition: The element $z$ is zero.




        Proof: Using the Lemma, we only consider $u=x$ and $u=y$.



        This is also done by induction. The equation $(star)_1$ is automatically satisfied, since both sides equal $u_1 = u$. For $(star)_2$, we get the constraint
        $$[mathrmBCH(x,y)_1,u] = [mathrmBCH(x,y)_1,u] + [z_1,u] ,$$
        which gives $[z_1,u] = 0$ and implies that $z_1$ is central by the Lemma. Thus, $z_1=0$.



        Proceeding this way, from $(star)_n+1$ we obtain the equation $[z_n,u] = 0$, which similarly implies $z_n=0$. Therefore, we conclude that $z=0$, which finishes the proof.






        share|cite|improve this answer












        I've got an answer to my question. I will write it in the context of ordinary (non dg) Lie algebras, but it easily generalizes.



        First of all, notice that we want a formula that is the same for any Lie algebra. Therefore, we want it to come from a BCH formula on the free Lie algebra on two generators $mathrmLie(x,y)$, i.e. free bracketings of the elements $x$ and $y$ modulo the Jacobi relation and antisymmetry of the bracket. Then we obtain the BCH formula for an arbitrary Lie algebra $mathfrakg$ by considering the map
        $$phi:mathrmLie(x,y)longrightarrowmathfrakg$$
        sending $xmapstolambda_1$ and $ytolambda_2$. We have
        $$mathrmBCH(lambda_1,lambda_2):=phi(mathrmBCH(x,y)) .$$
        Thus, the characterization of the BCH formula reduces to proving the uniqueness of such a formula for the free Lie algebra on two generators. It must satisfy
        $$e^ad_mathrmBCH(x,y) = e^ad_xe^ad_y.$$
        Suppose that there were a second possibility $widetildemathrmBCH(x,y) = mathrmBCH(x,y) + z$. Then for any $uinmathrmLie(x,y)$ we must have
        $$sum_nge0frac1n!left(ad_mathrmBCH(x,y)right)^n(u) = e^ad_mathrmBCH(x,y)(u) = e^ad_widetildemathrmBCH(x,y)(u) = sum_nge0frac1n!left(ad_mathrmBCH(x,y) + ad_zright)^n(u)tag$star$$$
        We will now prove that we must have $zin Z(mathrmLie(x,y))$, which implies that $z=0$ since the free Lie algebra on two generators has trivial center. We write
        $$z = z_1 + z_2 + cdots$$, where $z_n$ is the part of $z$ consisting of bracketings of $n$ elements, and similarly for the other elements. So for example we have
        $$x_1 = x ,quad x_n = 0quadtextfor nge2 , textandquadmathrmBCH(x,y)_2 = frac12[x,y] .$$




        Lemma: We have $zin Z(mathrmLie(x,y))$ if and only if $[x,z] = 0$ and $[y,z] = 0$.




        Proof: One direction is obvious. The other is done by induction using the Jacobi rule, where the $n$th step consists in proving that $z_n$ is in the center if $z$ commutes with $x$ and $y$.




        Proposition: The element $z$ is zero.




        Proof: Using the Lemma, we only consider $u=x$ and $u=y$.



        This is also done by induction. The equation $(star)_1$ is automatically satisfied, since both sides equal $u_1 = u$. For $(star)_2$, we get the constraint
        $$[mathrmBCH(x,y)_1,u] = [mathrmBCH(x,y)_1,u] + [z_1,u] ,$$
        which gives $[z_1,u] = 0$ and implies that $z_1$ is central by the Lemma. Thus, $z_1=0$.



        Proceeding this way, from $(star)_n+1$ we obtain the equation $[z_n,u] = 0$, which similarly implies $z_n=0$. Therefore, we conclude that $z=0$, which finishes the proof.







        share|cite|improve this answer












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        answered Sep 4 at 5:35









        Daniel Robert-Nicoud

        19.8k33495




        19.8k33495



























             

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